Mr. Norman Chan, Chief Executive of Hong Kong Monetary Authority
Mr. Carlson Tong, Chairman of the SFC
Mr. Ashley Alder, Chief Executive Officer of the SFC
- Was JPMorgan APAC fully compliant with its internal regulations in hiring Ms Leung? Did JPMorgan APAC breach any relevant Hong Kong law during the process?
- Did the CE attempt to influence JPMorgan APAC's hiring decision-making process, on the back of his position authority premised upon his being the then Covenor of the Executive Council of Hong Kong?
- Did the CE or Ms Leung provide any monetary or non-monetary return to JPMorgan APAC in relation to the Program admittance? Was there any breach of banking or securities related laws, or anti-corruption laws?
- Did any senior management member of JPMorgan APAC, including Mr Fang Fang, the firm's ex-Vice Chairman for Asia and CEO for China, breach any relevant Hong Kong law?